Data Element Item: CRD/IARD Number - Central Registration Depository Number, US SEC
Generated on 2014/06/19 at 04:57:53 AM
Data Element Item: CRD/IARD Number - Central Registration Depository Number, US SEC
| Acronym or Abbreviation | |||||||
| Alias or Synonym | IARD/CRD Number | ||||||
| Key Words | |||||||
| Description (HTML) | The Central Registration Depository (CRD) is SEC and FINRA's computerized database that contains information about most brokers, their representatives, and the firms they work for. SEC' Investment Adviser Registration Depository (IARD) and CRD share the same CRD number.
FINRA is the Financial Industry Regulatory Authority. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of the securities industry. FINRA is not part of the government. FINRA is an independent, not-for-profit organization authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly. Web CRD , the central licensing and registration system for the U.S. securities industry and its regulators is operated by the Financial Industry Regulatory Authority (FINRA). It contains the registration records of more than 6,800 registered broker-dealers and the qualification, employment, and disclosure histories of more than 660,000 active registered individuals. |
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| Source Description | |||||||
| Source URL | http://www.sec.gov/investor/brokers.htm | ||||||
| Document | No document attached... | ||||||
| Item Quality Status (Item Quality Status) | Acceptable | ||||||
| Lifecycle - Planning Start Date | UNKNOWN | ||||||
| Lifecycle - Exist Start Date | UNKNOWN | ||||||
| Lifecycle - Exist End Date | UNKNOWN | ||||||
| Updated by | webea.09 | ||||||
| Updated on | 2014-05-19 00:33:43 | ||||||
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